RBC清算和托管介绍探索TEECH地平线趋势与担忧

1NAVIGATING THE TECH HORIZON: TRENDS & CONCERNSDillon Benz, Sr. Manager, Technology ConsultingTara Wells, Director, Product Management & Platform AdoptionRBC Clearing & Custody, a division of RBC Capital Markets, LLC, Member NYSE/FINRA/SIPC.2Dillon BenzSr. Manager, Technology ConsultingTara WellsDirector, Product Management & Platform Adoption3WHONAVIGATING THE TECH HORIZON: TRENDS & CONCERNS10,000+ Financial Professionals3rd largest clearing firm5MM+ clientsvia omnibus320+ broker dealers & RIA firms1 Dec 2023500K+ clients fully disclosed•Access RBC tools•Client management•Book management•Prospect management •Procedures & Forms•Training resources•Product information•Service requests•Prospect management •Global search•RBC directory•Announcements & NewsBLACKAccount Opening & ServicingMarket DataRBC AdvisoryPortfolio MgmtReportingOrder MgmtNexus TradingResearchRBC Tech StackLendingComplianceOperations RequestsNAVIGATING THE TECH HORIZON: TRENDS & CONCERNSClient Portal / Mobile AppInvesto